This topic deals only with the securities of depository institutions and their holding companies. The LawyerLinks Corporate Collection deals in depth with securities law in general. Overview In general, all securities sold to the general public must be registered under the Securities Act of 1933 unless [more...]
Developments Several S-K items have been changed for 2007 S-K 402 S-K 404 S-K 407 10(a) Application Regulation S-K is SEC's general list of disclosure items S-K Items are referred to by various SEC disclosure forms E.g., Form S-1 A form for registering securities under the Securities Act A form always required for [more...]