Developments Broadridge published report on experience of "early adopters" with notice and access model A Frank Discussion on Notice & Access February 2008 Interviews with Sara Lee, Pharmos Corp., and Microsoft Firms report cost savings but low response rate from retail investors E-proxy notice used by Broadridge was [more...]
Summary Covers anti-fraud rules and other prohibitions applicable to the solicitation of proxies Rule 14a-9 False or Misleading Statements 14a-9(a) General rule for proxy solicitation No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of [more...]
Statutes - Rules Exchange Act § 14(b) Securities held in street name Giving or refraining from giving proxy in respect of any security carried for account of customer Statute Rule 14a-13 Communicating with beneficial owners Obligation of Registrants in Communicating with Beneficial Owners Rule Rule 14c-7 [more...]