Registration by Foreign Governments or Political Subdivisions Thereof SEC Rules Rule 49 0 Paragraph (3) of Schedule B Rule Rule 491 Paragraph (6) of Schedule B Rule Rule 492 Omissions from Prospectuses Rule Rule 493 Additional Schedule B Requirements Rule Rule 494 Newspaper Prospectuses Rule [more...]
Summary Accommodations made for foreign companies which would otherwise be fully subject to the requirements of the Securities Act and Exchange Act Developments Schiller v Tower Semiconductor 2nd Circuit 6.10.06 Opinion Upheld SEC authority to adopt Rule 3a12-3 Thus, upheld SEC's exempting FPIs from proxy requirements of Exchange Act [more...]
Hyperlinked 20-F General instructions Definitions Preliminaries Part I 1 Management 2A Offer statistics 2B Expected timetable 3 Key information 3A Selected financial data 3B [more...]
Summary SEC has adopted rule changes to make it easier for a foreign private issuer ( FPI ) to terminate its Exchange Act registration and reporting requirements Prior regime made it difficult for an FPI to deregister even after it terminated a US securities listing New Rule 12h-6 FPI can deregister a class of its equity securities if US [more...]