Summary Covers bank lending "Anti-tying" prohibitions Bank Holding Company Act § 106 § 106(a) - Definitions § 106(b) - Certain tying arrangements; prohibition; exceptions § 106(c) - Jurisdiction of courts, etc § 106(d) - Actions by United States § 106(e) - Civil [more...]
Summary Directs SEC to regulate credit rating agencies Adds new Section 15E to the Exchange Act Defines nationally recognized statistical rating organization ... NRSROs Requires NRSROs to register with the SEC Requires NRSROs to submit to SEC rules for recordkeeping, financial reporting, and oversight Directs SEC to adopt final rules by [more...]
Subchapter I. General Provisions §§ 101-111 § 18-101 Definitions Statute § 18-102 Name set forth in certificate Statute § 18-103 Reservation of name Statute § 18-104 Registered office; registered agent [more...]
Subchapter I. General Provisions §§ 101-111 § 17-101 Definitions Statute § 17-102 Name Statute § 17-103 Reservation of name Statute § 17-104 Registered office; registered agent [more...]
Antitrust California Corporate Disclosure Act Exon Florio Hart-Scott-Rodino Act State Securities Regulation State Anti-takeover Statutes WARN Act (Labor)
Summary Short title Private Securities Litigation Reform Act of 1995 Official version Cornell Law Legislative History First introduced in House - HR 2290 Credit Rating Agency Duopoly Relief Act of 2005 Library of Congress webpage Text of legislation Adopted by House in July 2006 Senate - S 3850 Credit Rating Agency Reform Act of [more...]
Securities Litigation Uniform Standards Act of 1998 Overview Securities Litigation Uniform Standards Act of 1998 Pub. L. 105-353, Nov. 3, 1998, 112 Stat. 3227 GPO PDF Legislative history [more...]
Summary Enacted July 30 2002 Pub L 107-204 116 Stat 745 Official text From GPO website Developments SEC Chairman speech 9.19.06 Speech text Free Enterprise Fund brings constitutional challenge SOX Act Quick Finder § 1-3 General Provisions Short title: "Sarbanes-Oxley Act of [more...]