Freedom of Information Act USC Title 5, § 552 SEC FOIA request web page Summary of exemptions Confidential Treatment Requests Rule 406 / Rule 24b-2 Criteria for confidentiality requests under SEC's FOIA rules For registration statements, periodic reports and other filed documents Staff Legal Bulletin # 1 1997 Guidance on [more...]
SEC - Filing information 202.942.8900 Developments Amendment of Procedures for Payment of Fees SEC amends procedures for payment of fees under federal securities laws Designated lockbox depository will change from Mellon Bank, N.A. to U.S. Bank effective 2.04.08 Lockbox depository will be U.S. Bank effective 2.04.08 Payment may [more...]
SEC -- Filing information -- 202.942.8900 SEC Deliveries Hand Deliveries & Pick-ups Directions Fees Fee rate advisory #2 9.28.07 Fee rate advisory #1 5.07.07 Securities registration fees will increase From $30.70 per million to $39.30 per million Same reduced rates will apply to §13(e) repurchases and [more...]
SEC Advisory Committee on Smaller Public Companies SEC - Small Businesses SEC webpage Developments SEC Open Meeting 11.15.07 At open meeting held 11.15.07, SEC adopted measures with regard to the following Smaller Reporting [more...]
Summary Covers SEC practice of reviewing filings to elicit improved disclosure By sending comment letters For many years SEC focused on registration statement disclosures Especially Form S-1s used in IPOs SEC wouldn't accelerate effectiveness until its comments were adequately addressed With recent changes, SEC is giving greater attention to Exchange [more...]
eXtensible Business Reporting Language XBRL Summary Background SEC summary 12.01.05 SEC Fast Answers 10.12.05 SEC Remarks at 15th Annual XBRL Conference 6.04.07 Overview of SEC initiatives Financial Explorer Interactive Financial Report Viewer Risk / Return Mutual Fund Data in XBRL Format Executive Compensation [more...]