Overview SEC acts on the following matters Proposed amendments for exemption from registration under Section 12(g) of Exchange Act for foreign private issuers Proposed amendments to improve reporting by foreign private issuers Proposed amendments to Form ADV Review of FASB Accounting Support Fee for 2008 under SOX 109 See Archive below FPI [more...]
Overview Sunshine Act Meeting Notice 5.16.07 Internal Control over Financial Reporting Statement by John W. White 5.23.07 Statement by Conrad Hewitt 5.23.07 [more...]
Overview Access SEC press releases and rulemaking releases for information on SEC rulemaking actions Improvement of Mutual Fund Disclosure Item 1 Statement by Paul S. Atkins 11.15.07 Hence, it makes sense to pull key information into one shorter document while allowing those who want more information to easily obtain [more...]
Overview SEC acts on shareholder proxy access Approves changes to Rule 14a-8(i)(8) that, in effect, overturn the Second Circuit's 2006 decision in AFSCME v AIG Should end practice of activist shareholders submitting proposals -- for inclusion in the company proxy statement -- that seek to amend company by-laws to require shareholder proxy [more...]
Overview SEC acts on the following matters Adoption of amendments to eligibility requirements of Form S-3 and Form S-4 Adoption of amendments to mandate electronic filing of Form D and revise the information requirements of Form D Publish of concept release to solicit public comment concerning possible revisions to the oil and gas reserves [more...]
Overview SEC acts on the following matters Exchange-Traded Funds "Naked" Short Selling Anti-Fraud Rule Regulation S-P: Privacy of Consumer Information See Archive below ETF Rules under 1940 Act Proposed rules SEC press release 3.04.08 Proposed two new rules to permit Exchange-Traded Funds (ETFs) to [more...]